FINRA Attorney
11 RESULTS WITHIN anywhere FROM https:, United States
Distance: 4,113.47km
50 Broadway, 32nd Fl, New York
Tel: 212-742-1414
Securities arbitration lawyer Jake Zamansky has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.... read more
Tel: 212-742-1414
Securities arbitration lawyer Jake Zamansky has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.... read more
Distance: 11,907.48km
3333 Lee Parkway Turtle Creek, Suite 600, Dallas
Tel: 9726350907
My RIA Lawyer 3333 Lee Parkway Turtle Creek Suite 600 Dallas TX 75219 972-635-0907 https://www.myrialawyer.com/ My RIA lawyer is a SEC Defense in Dallas dedicated to serving clients with a range of legal services including ria compliance expungements & general counsel. Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue generating activity. BUT a robust compliance program can SAVE you money. SEC Defense Regulatory Compliance Securities Lawyer Sec Registration Regulatory Compliance Attorney Finra Exam Finra Arbitration Securities Litigation... read more
Tel: 9726350907
My RIA Lawyer 3333 Lee Parkway Turtle Creek Suite 600 Dallas TX 75219 972-635-0907 https://www.myrialawyer.com/ My RIA lawyer is a SEC Defense in Dallas dedicated to serving clients with a range of legal services including ria compliance expungements & general counsel. Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue generating activity. BUT a robust compliance program can SAVE you money. SEC Defense Regulatory Compliance Securities Lawyer Sec Registration Regulatory Compliance Attorney Finra Exam Finra Arbitration Securities Litigation... read more
Distance: 12,798.63km
708 3rd Avenue, Sixth Floor, #64, New York
Tel: 212-209-3972
At the Law Offices of David Rich LLC we provide sound legal counsel in civil and commercial litigation as well as labor and employment law. Our attorneys handle a wide variety of lawsuits concerning employee benefits employment discrimination and breach of contract. We also tackle FINRA arbitrations to deliver the successful results you deserve. Are you in the Englewood Cliffs or New York area? Then meet with our qualified attorneys for a consultation to get started.... read more
Tel: 212-209-3972
At the Law Offices of David Rich LLC we provide sound legal counsel in civil and commercial litigation as well as labor and employment law. Our attorneys handle a wide variety of lawsuits concerning employee benefits employment discrimination and breach of contract. We also tackle FINRA arbitrations to deliver the successful results you deserve. Are you in the Englewood Cliffs or New York area? Then meet with our qualified attorneys for a consultation to get started.... read more
Distance: 12,798.63km
100 SE 2nd Street Suite 4400, Miami
Tel: 305-349-2336
Melanie S. Cherdack has more than 25 years’ experience as a securities litigator representing individual and institutional investors against their brokers and brokerage firms also specialize in cases for elderly victims as well as handling cases involving complex investment products. We offer a free initial consultation to discuss your legal needs. If you victims of investment fraud elder fraud Ponzi schemes fraud employment disputes financial disputes wrongful termination and securities fraud in Miami Florida Contact us today!... read more
Tel: 305-349-2336
Melanie S. Cherdack has more than 25 years’ experience as a securities litigator representing individual and institutional investors against their brokers and brokerage firms also specialize in cases for elderly victims as well as handling cases involving complex investment products. We offer a free initial consultation to discuss your legal needs. If you victims of investment fraud elder fraud Ponzi schemes fraud employment disputes financial disputes wrongful termination and securities fraud in Miami Florida Contact us today!... read more
Distance: 12,798.63km
980 North Michigan Avenue Suite 1400, Chicago
Tel: 312-584-6443
My RIA lawyer is a SEC Defense in Chicago dedicated to serving clients with a range of legal services including ria compliance expungements & general counsel. Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue-generating activity. BUT a robust compliance program can SAVE you money.... read more
Tel: 312-584-6443
My RIA lawyer is a SEC Defense in Chicago dedicated to serving clients with a range of legal services including ria compliance expungements & general counsel. Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue-generating activity. BUT a robust compliance program can SAVE you money.... read more
Distance: 12,798.63km
1121 Moorestown Circle, Decatur
Tel: 800-405-5117
The CRD is populated with information from the registration forms submitted by broker-dealers and regulators. There are currently six different Uniform Registration Forms that are used to file information in the CRD. The most common forms are Forms U4 U5 and U6. Form U4 (Uniform Application for Securities Industry Registration or Transfer) and Form U5 (Uniform Termination Notice for Securities Industry Registration) are used by broker-dealers to register and terminate the registrations of associated persons with self-regulatory organizations (“SROâ€) and jurisdictions... read more
Tel: 800-405-5117
The CRD is populated with information from the registration forms submitted by broker-dealers and regulators. There are currently six different Uniform Registration Forms that are used to file information in the CRD. The most common forms are Forms U4 U5 and U6. Form U4 (Uniform Application for Securities Industry Registration or Transfer) and Form U5 (Uniform Termination Notice for Securities Industry Registration) are used by broker-dealers to register and terminate the registrations of associated persons with self-regulatory organizations (“SROâ€) and jurisdictions... read more
Distance: 2,933.77km
100 North Street Suite 800, Baton Rouge
Tel: 504-586-5298
Fishman Investment Recovery Lawyers represent investors who have suffered losses due to bad financial advice or fraudulent brokers. Business Hours : M - F: 8:30 am to 6 pm Products Offered: Investment fraud law practice National level law firm List of Served Areas: Louisiana Alabama Mississippi Arkansas Oklahoma Texas... read more
Tel: 504-586-5298
Fishman Investment Recovery Lawyers represent investors who have suffered losses due to bad financial advice or fraudulent brokers. Business Hours : M - F: 8:30 am to 6 pm Products Offered: Investment fraud law practice National level law firm List of Served Areas: Louisiana Alabama Mississippi Arkansas Oklahoma Texas... read more
Distance: 3,966.05km
999 Vanderbilt Beach Rd #200, Naples
Tel: 239-649-5390
Vernon Healy Attorneys at Law is located in Naples. We proudly serve not only the entire state of Florida but the U.S. as well! Our securities and investments attorney has extensive experience in arbitration and litigation! Call or stop by today!... read more
Tel: 239-649-5390
Vernon Healy Attorneys at Law is located in Naples. We proudly serve not only the entire state of Florida but the U.S. as well! Our securities and investments attorney has extensive experience in arbitration and litigation! Call or stop by today!... read more
Distance: 4,114.26km
12 First Street, Englewood
Tel: (201) 592-7200
Mr. Rich has represented local institutions nationwide companies and individuals many of whom are leaders and innovators. Mr. Rich’s experience includes representing a wide variety of businesses such as financial services companies hedge funds professional service firms distributors manufacturing companies real estate owners and developers insurance companies a sanitation company a clinical laboratory services provider an employment agency union locals and employee pension funds.... read more
Tel: (201) 592-7200
Mr. Rich has represented local institutions nationwide companies and individuals many of whom are leaders and innovators. Mr. Rich’s experience includes representing a wide variety of businesses such as financial services companies hedge funds professional service firms distributors manufacturing companies real estate owners and developers insurance companies a sanitation company a clinical laboratory services provider an employment agency union locals and employee pension funds.... read more
1320 Dublin Rd, STE 100, Columbus
Tel: (888) 390-6491
The securities fraud lawyers at Meyer Wilson have been helping protect the rights of individual and institutional investors since 1999. A boutique law firm that is devoted entirely to investor claims and class action lawsuits against stockbrokers financial advisors and brokerage firms for unlawful investment misconduct our lawyers provide advice and legal representation for investor claims in state and federal courts and in arbitration. The firm's investment attorneys have obtained arbitration awards jury awards and settlements totaling more than $350 Million.... read more
Tel: (888) 390-6491
The securities fraud lawyers at Meyer Wilson have been helping protect the rights of individual and institutional investors since 1999. A boutique law firm that is devoted entirely to investor claims and class action lawsuits against stockbrokers financial advisors and brokerage firms for unlawful investment misconduct our lawyers provide advice and legal representation for investor claims in state and federal courts and in arbitration. The firm's investment attorneys have obtained arbitration awards jury awards and settlements totaling more than $350 Million.... read more
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